CySEC Advanced · Chapter 2 of 14
Chapter 2: Cypriot Investment Firms (CIFs)
Licensing, authorisation, capital requirements, and conduct of business rules for CIFs.
8 of 70 exam questions (11%) · 97 practice questions · free: 10 notes, 54 flashcards
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What Chapter 2 covers
The key topics of this chapter in the CySEC Advanced syllabus. 3 of 5 have a free study note.
- CIF authorisation and licensing conditionsRead the note: How does a firm become a Cypriot Investment Firm, and what must it keep doing?
- Client categorisation: retail, professional, eligible counterpartyRead the note: How are clients categorised as retail, professional or eligible counterparties?
- Capital and organisational requirements
- Conduct of business obligations
- Conflicts of interest managementRead the note: How must an investment firm identify, manage and disclose conflicts of interest?
Exam questions per chapter
70 questions in the CySEC Advanced exam
- Ch 1 · Investment Services Law 20174 questions
- Ch 2 · Cypriot Investment Firms (CIFs) (this chapter)8 questions
- Ch 3 · CIFs and Banks8 questions
- Ch 4 · Open-Ended UCI Laws (2012–2019)6 questions
- Ch 5 · Alternative Investments6 questions
- Ch 6 · Business of Credit Institutions2 questions
- Ch 7 · AML & Terrorist Financing5 questions
- Ch 8 · MiFIR (2014)4 questions
- Ch 9 · Capital Adequacy Requirements8 questions
- Ch 10 · EMIR4 questions
- Ch 11 · Recovery and Resolution5 questions
- Ch 12 · Prospectus Regulation2 questions
- Ch 13 · Transparency Laws3 questions
- Ch 14 · Insider Dealing & Market Manipulation5 questions
Questions about Chapter 2
How many questions does CySEC Advanced Chapter 2 carry?
Chapter 2, Cypriot Investment Firms (CIFs), accounts for approximately 8 of the 70 questions in the CySEC Advanced exam (around 11% of the total). The exact number can vary slightly from one sitting to the next.
What topics are tested in CySEC Advanced Chapter 2?
Chapter 2 covers: CIF authorisation and licensing conditions; Client categorisation: retail, professional, eligible counterparty; Capital and organisational requirements; Conduct of business obligations; Conflicts of interest management.
Should I prioritise Chapter 2 in my CySEC Advanced revision?
Yes. Chapter 2 is one of the highest-weighted chapters, with approximately 8 exam questions. Allocate proportionally more study time here, practise questions while the material is fresh and aim for 90%+ accuracy before moving on.
How can I practise CySEC Advanced Chapter 2 questions?
Start with 10 free questions from across the CySEC Advanced syllabus; no account is needed. For this chapter, the Chapter 2 Brief (€19) gives you 50 questions from this chapter, each with a hint before you answer and an explanation after. The Chapter 2 Exam Mock (€9) is 10 exam-style questions from the chapter: one attempt, then a review of every answer. If you are sitting the whole exam, the All-in-One (€289) has every chapter, all 1,679 questions and 5 full mock exams. Prices are final, with no VAT added, and access has no expiry date.
Start with 10 free questions
See how the hints and explanations work before you pay.