CySEC Advanced · Chapter 9 · 8 exam questions

Chapter 9: Capital Adequacy Requirements

CRR/CRD capital requirements, risk-weighted assets, and liquidity rules for investment firms.

8 out of 70 questions

11% of the exam

High weight chapter

What this chapter covers

The key concepts tested in Chapter 9.

1

Pillar 1: minimum capital requirements

2

Pillar 2: supervisory review process

3

Pillar 3: market discipline and disclosure

4

Leverage ratio and liquidity coverage ratio

5

Capital buffers and stress testing

How to approach this chapter

This is a high-weight chapter — allocate more study time here. After studying, drill practice questions immediately while the material is fresh. Target 90%+ on this chapter before moving on.

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