CySEC AML · Chapter 7 of 8
Chapter 7: Transaction Monitoring and Suspicious Reporting
Ongoing monitoring, identifying suspicious activity, and reporting to MOKAS — including the prohibition on tipping-off.
4 of 40 exam questions (10%) · 53 practice questions · free: 4 notes, 15 flashcards
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What Chapter 7 covers
The key topics of this chapter in the CySEC AML syllabus. Each has a free study note.
- Ongoing transaction monitoringRead the note: What is ongoing monitoring?
- Identifying and escalating suspicious activityRead the note: What makes a transaction suspicious?
- Internal reporting to the Compliance OfficerRead the note: How are suspicious transactions reported internally and to MOKAS?
- Suspicious transaction reports (STRs) to MOKASRead the note: How are suspicious transactions reported internally and to MOKAS?
- The prohibition on tipping-offRead the note: What are the offences of failing to report and tipping off?
Exam questions per chapter
40 questions in the CySEC AML exam
- Ch 1 · Introductory Provisions0 questions
- Ch 2 · Understanding Money Laundering, Terrorist Financing and Sanctions8 questions
- Ch 3 · Legal and Regulatory Requirements6 questions
- Ch 4 · The AML Compliance Culture3 questions
- Ch 5 · Assessing and Managing Risks6 questions
- Ch 6 · Know Your Customer (KYC) and Customer Due Diligence (CDD)11 questions
- Ch 7 · Transaction Monitoring and Suspicious Reporting (this chapter)4 questions
- Ch 8 · Crypto Asset Service Providers2 questions
Questions about Chapter 7
How many questions does CySEC AML Chapter 7 carry?
Chapter 7, Transaction Monitoring and Suspicious Reporting, accounts for approximately 4 of the 40 questions in the CySEC AML exam (around 10% of the total). The exact number can vary slightly from one sitting to the next.
What topics are tested in CySEC AML Chapter 7?
Chapter 7 covers: Ongoing transaction monitoring; Identifying and escalating suspicious activity; Internal reporting to the Compliance Officer; Suspicious transaction reports (STRs) to MOKAS; The prohibition on tipping-off.
Should I prioritise Chapter 7 in my CySEC AML revision?
Chapter 7 carries approximately 4 exam questions, a medium weight. Prepare it thoroughly: study the key topics, then test yourself with practice questions. Understanding the regulation matters more than memorising definitions.
How can I practise CySEC AML Chapter 7 questions?
Start with 10 free questions from across the CySEC AML syllabus; no account is needed. For this chapter, the Chapter 7 Brief (€19) gives you all 53 questions in this chapter, each with a hint before you answer and an explanation after. The Chapter 7 Exam Mock (€9) is 10 exam-style questions from the chapter: one attempt, then a review of every answer. If you are sitting the whole exam, the All-in-One (€219) has every chapter, all 534 questions and 5 full mock exams. Prices are final, with no VAT added, and access has no expiry date.
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See how the hints and explanations work before you pay.