CySEC AML · Chapter 1 · Foundational

Chapter 1: Introductory Provisions

Foundational concepts of the AML/CFT regime — the purpose of the framework and the key definitions the rest of the syllabus builds on.

Foundational chapter

Not examined in the mock — learning-mode only, but it underpins the rest of the syllabus.

About Introductory Provisions

Chapter 1 sets the foundations for the CySEC AML Compliance Officer certification. It introduces the anti-money laundering and counter-terrorist financing (AML/CFT) regime that applies to Cypriot Investment Firms and other obliged entities, and defines the core terms — money laundering, terrorist financing, predicate offences — that every later chapter depends on.

It carries no questions in the 40-question mock exam (it is foundational, learning-mode only), but skipping it makes the rest of the syllabus harder. A short pass to fix the definitions and the structure of the Cyprus framework pays off across Chapters 2 to 8.

What this chapter covers

The key concepts tested in Chapter 1.

1

Purpose and scope of the AML/CFT framework

2

Key definitions: money laundering and terrorist financing

3

The Cyprus AML Law and the CySEC AML Directive

4

Who the AML certification is for and how the exam is structured

How to approach this chapter

This is a foundational chapter — it is not directly examined in the mock, but it sets up the definitions and framework the rest of the syllabus relies on. A short pass here makes every later chapter easier.

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Flip through the key definitions and exam concepts for Chapter 1Introductory Provisions.

Chapter 1 — FAQ

Common questions about this chapter and its exam weight.

How many questions does CySEC AML Chapter 1 carry?
Chapter 1 — Introductory Provisions — is a foundational chapter and carries no questions in the 40-question CySEC AML mock exam. It is learning-mode only, but it underpins the rest of the syllabus.
What topics are tested in CySEC AML Chapter 1?
Chapter 1 covers: Purpose and scope of the AML/CFT framework; Key definitions: money laundering and terrorist financing; The Cyprus AML Law and the CySEC AML Directive; Who the AML certification is for and how the exam is structured.
Should I prioritise Chapter 1 in my CySEC AML revision?
Chapter 1 is foundational and is not directly examined in the mock exam. It is still worth a short pass, because it establishes the definitions and framework that Chapters 2 onward rely on.