CySEC AML · Chapter 4 · 3 exam questions

Chapter 4: The AML Compliance Culture

Governance of the AML function — the role of the Compliance Officer, policies and procedures, and staff training.

3 out of 40 questions

8% of the exam

Medium weight chapter

What this chapter covers

The key concepts tested in Chapter 4.

1

Tone from the top and board-level responsibility

2

Appointment and duties of the AML Compliance Officer / MLRO

3

AML policies, procedures, and controls

4

Staff training and awareness programmes

5

The role of internal audit in AML

How to approach this chapter

★

Study the key topics above, then test yourself with practice questions. Understanding the regulation is more important than memorising definitions.

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Flip through the key definitions and exam concepts for Chapter 4 — The AML Compliance Culture.

Chapter 4 — FAQ

Common questions about this chapter and its exam weight.

How many questions does CySEC AML Chapter 4 carry?
Chapter 4 — The AML Compliance Culture — accounts for approximately 3 out of 40 questions in the CySEC AML exam (around 8% of the total). Note: the official CySEC syllabus allows for slight variation of up to ±2 questions per chapter between exam sittings.
What topics are tested in CySEC AML Chapter 4?
Chapter 4 covers: Tone from the top and board-level responsibility; Appointment and duties of the AML Compliance Officer / MLRO; AML policies, procedures, and controls; Staff training and awareness programmes; The role of internal audit in AML.
Should I prioritise Chapter 4 in my CySEC AML revision?
Chapter 4 carries approximately 3 exam questions — medium weight. Prepare it thoroughly, focusing on understanding the regulation rather than memorising definitions.
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