Notes by chapter
- Basic chapter 1
Investment Services Law and the ICF
The scope of Law 87(I)/2017 and its exemptions, third-country firms, CySEC and Central Bank powers and cooperation, offences, and the Investor Compensation Fund.
AlsoAdvanced · Ch 18 topics · about 58 min - Basic chapter 2
Cypriot Investment Firms (CIFs)
CySEC authorisation and its withdrawal, board and governance rules, tied agents, CFD and binary option restrictions, SME growth markets, regulated markets and data reporting services.
AlsoAdvanced · Ch 210 topics · about 62 min - Basic chapter 3
Investor Protection and Conduct of Business
Organisation and compliance, call recording, outsourcing, client assets, conflicts of interest, client categories, costs, independent advice, suitability and best execution.
AlsoAdvanced · Ch 312 topics · about 73 min - Basic chapter 4
MiFIR: Transparency, Reporting and Derivatives
Equity and non-equity transparency, waivers and the volume cap, systematic internalisers, transaction reporting, reference data, and derivatives trading and clearing.
AlsoAdvanced · Ch 89 topics · about 70 min - Basic chapter 5
Market Abuse (MAR)
Inside information and insider dealing, market soundings, disclosure and delay, insider lists, managers' transactions, market manipulation, investment recommendations and sanctions.
AlsoAdvanced · Ch 1410 topics · about 72 min - Basic chapter 6
UCITS and Management Companies
Common funds and VCICs, depositaries, master-feeder funds, investment limits, borrowing and redemptions, investor information, management companies and EU passports.
AlsoAdvanced · Ch 410 topics · about 74 min - Basic chapter 7
Alternative Investment Funds (AIFs)
AIF forms, capital and investments; AIFM scope, authorisation, capital, conduct, remuneration, risk and liquidity; valuation, reporting and marketing to retail investors.
AlsoAdvanced · Ch 511 topics · about 73 min - Basic chapter 8 · AML notes
AML & Terrorist Financing
Taught in the AML notes: customer due diligence, suspicious transaction reports, the risk-based approach and AML compliance duties.
27 notes in 6 AML subjects
How these notes are written
The ExamPass CY editorial team writes every note in its own words from Cyprus law, CySEC directives, EU legislation and official guidance. Each note shows the date it was last reviewed and the legal provisions it relies on. We do not publish exam questions or their answers here. ExamPass CY is not affiliated with CySEC.