CySEC Advanced · Chapter 13 of 14
Chapter 13: Transparency Laws
Disclosure obligations for issuers of securities admitted to trading on regulated markets.
3 of 70 exam questions (4%) · 100 practice questions · free: 7 notes, 18 flashcards
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What Chapter 13 covers
The key topics of this chapter in the CySEC Advanced syllabus. 4 of 5 have a free study note.
- Major shareholding notifications and thresholdsRead the note: When must a holder of voting rights notify the issuer and CySEC?
- Inside information disclosure obligationsRead the note: When and how must an issuer disclose inside information, and when may it delay?
- Periodic financial reporting (annual, half-yearly)Read the note: What must an issuer's annual financial report contain, and when is it due?
- Dissemination of regulated informationRead the note: Which issuers must follow the Transparency Law, how do they publish, and what sanctions apply?
- Home member state rules
Exam questions per chapter
70 questions in the CySEC Advanced exam
- Ch 1 · Investment Services Law 20174 questions
- Ch 2 · Cypriot Investment Firms (CIFs)8 questions
- Ch 3 · CIFs and Banks8 questions
- Ch 4 · Open-Ended UCI Laws (2012–2019)6 questions
- Ch 5 · Alternative Investments6 questions
- Ch 6 · Business of Credit Institutions2 questions
- Ch 7 · AML & Terrorist Financing5 questions
- Ch 8 · MiFIR (2014)4 questions
- Ch 9 · Capital Adequacy Requirements8 questions
- Ch 10 · EMIR4 questions
- Ch 11 · Recovery and Resolution5 questions
- Ch 12 · Prospectus Regulation2 questions
- Ch 13 · Transparency Laws (this chapter)3 questions
- Ch 14 · Insider Dealing & Market Manipulation5 questions
Questions about Chapter 13
How many questions does CySEC Advanced Chapter 13 carry?
Chapter 13, Transparency Laws, accounts for approximately 3 of the 70 questions in the CySEC Advanced exam (around 4% of the total). The exact number can vary slightly from one sitting to the next.
What topics are tested in CySEC Advanced Chapter 13?
Chapter 13 covers: Major shareholding notifications and thresholds; Inside information disclosure obligations; Periodic financial reporting (annual, half-yearly); Dissemination of regulated information; Home member state rules.
Should I prioritise Chapter 13 in my CySEC Advanced revision?
Chapter 13 carries approximately 3 exam questions, a medium weight. Prepare it thoroughly: study the key topics, then test yourself with practice questions. Understanding the regulation matters more than memorising definitions.
How can I practise CySEC Advanced Chapter 13 questions?
Start with 10 free questions from across the CySEC Advanced syllabus; no account is needed. For this chapter, the Chapter 13 Brief (€19) gives you 50 questions from this chapter, each with a hint before you answer and an explanation after. The Chapter 13 Exam Mock (€9) is 10 exam-style questions from the chapter: one attempt, then a review of every answer. If you are sitting the whole exam, the All-in-One (€289) has every chapter, all 1,679 questions and 5 full mock exams. Prices are final, with no VAT added, and access has no expiry date.
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